SEC Crackdown: How Effective Are Your Anti-Fraud Controls? in Tampa, Florida

SEC Crackdown: How Effective Are Your Anti-Fraud Controls?

|Comments are Off
The Securities and Exchange Commission (SEC) filed a record 755 enforcement actions in the fiscal year that ended in September 30, 2014, covering a wide range of fraud schemes and financial misconduct. The investigations have led to roughly $4.2 billion in disgorgement and...